🕵️ XAI Octagon Floating RATE & Alternative Income Trust ($XFLT)
SEC insider & ownership activity, last 12 months · CIK 1703079 · every row links its SEC filing
Over the last 12 months insiders sold $73K against $120K of open-market buying. Law Lauren Kristen bought $100K in discretionary trades (Oct). No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
2 buyers, $120K (2 lots) · 1 seller, $73K (1 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Law Lauren Kristen | 1 | $100K | 0 | – | Oct 24, 2025 |
| Scott C. Jones | 0 | – | 1 | $73K | Sep 11, 2025 |
| Spence John Yogi | 1 | $20K | 0 | – | Feb 19, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Sun Life Assurance Co of Canada | 65.0% | 13G | Nov 5, 2025 | filing ↗ | |
| Sun Life Financial Inc | 65.0% | 13G | Nov 5, 2025 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Other events (8.01) | May 29, 2026 | filing ↗ |
| Other events (8.01) | May 14, 2026 | filing ↗ |
| Other events (8.01) | Jan 30, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Dec 29, 2025 | filing ↗ |
| Other events (8.01) | Dec 29, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Dec 29, 2025 | filing ↗ |
| Unregistered equity sale (3.02) | Dec 18, 2025 | filing ↗ |
| Material agreement (1.01) | Oct 21, 2025 | filing ↗ |
| Unregistered equity sale (3.02) | Oct 21, 2025 | filing ↗ |
| Charter/bylaw changes (5.03) | Oct 21, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 21, 2025 | filing ↗ |
| Other events (8.01) | Oct 10, 2025 | filing ↗ |