🕵️ Upland Software, Inc. ($UPLD)
SEC insider & ownership activity, last 12 months · CIK 1505155 · every row links its SEC filing
Over the last 12 months insiders sold $26K with no open-market buying against it. Timothy William Mattox sold $26K through a program of 6 sale notices averaging $4K (Jul–Aug). 4 planned sales are pending, the largest $5K (Timothy William Mattox). 2 red-flag 8-Ks in the window, most recently Delisting notice (3.01), Jul 31, 2026.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 1 seller, $26K (6 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Timothy William Mattox | 0 | – | 6 | $26K | Aug 7, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Jalak Investments B.v. | 9.0% | 13G | Nov 10, 2025 | filing ↗ | |
| Petrus Van Schaick | 9.0% | 13G | Nov 10, 2025 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Timothy William Mattox | $4K | Aug 7, 2026 | filing ↗ |
| Timothy William Mattox | $4K | Aug 6, 2026 | filing ↗ |
| Timothy William Mattox | $5K | Aug 5, 2026 | filing ↗ |
| Timothy William Mattox | $4K | Aug 4, 2026 | filing ↗ |
| Timothy William Mattox | $4K | Aug 3, 2026 | filing ↗ |
| Timothy William Mattox | $4K | Jul 31, 2026 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Aug 14, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 14, 2026 | filing ↗ |
| Delisting notice (3.01) | Jul 31, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jul 17, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jul 17, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 17, 2026 | filing ↗ |
| Other events (8.01) | Jul 2, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jun 30, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jun 3, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Jun 3, 2026 | filing ↗ |
| Shareholder vote (5.07) | Jun 3, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 3, 2026 | filing ↗ |
| Earnings (2.02) | May 1, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 1, 2026 | filing ↗ |
| Earnings (2.02) | Apr 20, 2026 | filing ↗ |
| Delisting notice (3.01) | Apr 7, 2026 | filing ↗ |
| Auditor change (4.01) | Mar 9, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 9, 2026 | filing ↗ |
| Earnings (2.02) | Mar 3, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 3, 2026 | filing ↗ |
| Officer/director changes (5.02) | Feb 21, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Feb 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 21, 2026 | filing ↗ |
| Earnings (2.02) | Nov 6, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 6, 2025 | filing ↗ |