🕵️ Tri-Continental Corp ($TY-P)
SEC insider & ownership activity, last 12 months · CIK 99614 · every row links its SEC filing
Over the last 12 months insiders sold $92K against $3K of open-market buying. Jin Yan sold $87K in discretionary trades (May). No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
1 buyer, $3K (1 lots) · 2 sellers, $92K (2 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Jin Yan | 0 | – | 1 | $87K | May 27, 2026 |
| Christopher O. Petersen | 0 | – | 1 | $5K | Sep 4, 2025 |
| Larrenaga Ryan Collins | 1 | $3K | 0 | – | Aug 20, 2025 |
5%+ holders
No current 5%+ beneficial-ownership positions on file.
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Reg FD disclosure (7.01) | Jun 16, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | May 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 21, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Mar 19, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Mar 6, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 6, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Nov 18, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 18, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Sep 5, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 5, 2025 | filing ↗ |