🕵️ Total Return Securities Fund ($SWZ)
SEC insider & ownership activity, last 12 months · CIK 813623 · every row links its SEC filing
Over the last 12 months insiders sold $347K against $1.3M of open-market buying. Dakos Andrew bought $874K (Feb–Jul). CSS LLC/IL trimmed 9.9% → 7.9%; Lazard Asset Management LLC trimmed 11.8% → 5.1%. No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
3 buyers, $1.3M (64 lots) · 1 seller, $347K (24 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Dakos Andrew | 42 | $874K | 0 | – | Jul 2, 2026 |
| CSS LLC/IL | 0 | – | 24 | $347K | Dec 30, 2025 |
| Goldstein Phillip | 7 | $336K | 0 | – | Jul 6, 2026 |
| Moritz A. Sell | 15 | $103K | 0 | – | Jul 23, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| CSS LLC/IL | 7.9% | 13G | Apr 17, 2026 | filing ↗ | |
| Lazard Asset Management LLC | 5.1% | 13G | Aug 14, 2025 | filing ↗ | |
| Allspring Global Investments Holdings, LLC | 5.0% | 13G | Apr 14, 2026 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
No 8-K filings in the last 12 months.