🕵️ Polen Credit Opportunities Fund ($PCOFX)
SEC insider & ownership activity, last 12 months · CIK 1965985 · every row links its SEC filing
Insiders were quiet over the last 12 months – no open-market buys or sells. Stanley C. MOSS Revocable Trust U/A DTD 10/13/2015 added 14.8% → 16.9%. No red-flag 8-Ks in the window.
Insider flow
0 buyers, $0 (0 lots) · 0 sellers, $0 (0 lots)
No open-market insider transactions in the last 12 months.
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| David J. Breazzano | 23.6% | 13G | Feb 13, 2025 | filing ↗ | |
| Stanley C. MOSS Revocable Trust U/A DTD 10/13/2015 | 16.9% | 13G | Jul 31, 2025 | filing ↗ | |
| Damon A. Ficklin Revocable Trust U/A DTD 12/30/2019 | 14.9% | 13G | Feb 13, 2025 | filing ↗ | |
| Daniel A. Davidowitz Revocable Trust U/A DTD 2/2/22 | 7.4% | 13G | Feb 13, 2025 | filing ↗ | |
| Craig L. McKibben | 6.7% | 13G | Feb 13, 2025 | filing ↗ | |
| Polen Capital Management, LLC | 5.6% | 13G | Feb 13, 2025 | filing ↗ | |
| Polen Capital Credit, LLC | 5.6% | 13G | Feb 13, 2025 | filing ↗ | |
| Polen Capital Credit, LLC | 5.3% | 13G | Jan 28, 2026 | filing ↗ | |
| Polen Capital Management LLC | 5.3% | 13G | Jan 28, 2026 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
No 8-K filings in the last 12 months.