🕵️ SURO Capital Corp. ($SSSS)
SEC insider & ownership activity, last 12 months · CIK 1509470 · every row links its SEC filing
Insider sell value was withheld pending verification over the last 12 months. No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
2 buyers, $827K (4 lots) · 1 seller, value withheld pending verification (5 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Erik A. Falk | 1 | $511K | 0 | – | Aug 26, 2026 |
| Mark D. Klein | 3 | $316K | 0 | – | Aug 10, 2026 |
| Ronald M. Lott | 0 | – | 5 | value withheld pending verification | Sep 3, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Gabelli Funds LLC | 6.1% | 13D | Sep 15, 2026 | filing ↗ | |
| Gamco Asset Management Inc. | exited | 13D | Sep 15, 2026 | filing ↗ | |
| Gabelli Foundation, Inc. | exited | 13D | Sep 15, 2026 | filing ↗ | |
| Mario J. Gabelli | exited | 13D | Sep 15, 2026 | filing ↗ | |
| Gamco Investors, Inc. ET AL | exited | 13D | Sep 15, 2026 | filing ↗ | |
| GGCP, Inc. | exited | 13D | Sep 15, 2026 | filing ↗ | |
| Associated Capital Group, Inc. | exited | 13D | Sep 15, 2026 | filing ↗ | |
| Gabelli & Co Investment Advisers, Inc. | exited | 13D | Sep 15, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Ronald Lott | $51K | Sep 3, 2026 | filing ↗ |
| Ronald Lott | $6K | Jun 23, 2026 | filing ↗ |
| Ronald Lott | $142K | Apr 28, 2026 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Aug 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 5, 2026 | filing ↗ |
| Material agreement (1.01) | Jul 21, 2026 | filing ↗ |
| New financial obligation (2.03) | Jul 21, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jul 21, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jul 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 21, 2026 | filing ↗ |
| Earnings (2.02) | Jul 8, 2026 | filing ↗ |
| Other events (8.01) | Jul 8, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 8, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Jun 26, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 26, 2026 | filing ↗ |
| Shareholder vote (5.07) | Jun 12, 2026 | filing ↗ |
| Earnings (2.02) | May 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 5, 2026 | filing ↗ |
| Earnings (2.02) | Apr 7, 2026 | filing ↗ |
| Other events (8.01) | Apr 7, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 7, 2026 | filing ↗ |
| Earnings (2.02) | Mar 9, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 9, 2026 | filing ↗ |
| Earnings (2.02) | Jan 12, 2026 | filing ↗ |
| Other events (8.01) | Jan 12, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 12, 2026 | filing ↗ |
| Earnings (2.02) | Nov 4, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 4, 2025 | filing ↗ |
| Earnings (2.02) | Oct 8, 2025 | filing ↗ |
| Other events (8.01) | Oct 8, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 8, 2025 | filing ↗ |