๐ต๏ธ Netcapital Inc. ($NCPLW)
SEC insider & ownership activity, last 12 months ยท CIK 1414767 ยท every row links its SEC filing
Insiders were quiet over the last 12 months โ no open-market buys or sells. 3 red-flag 8-Ks in the window, most recently Delisting notice (3.01), Aug 24, 2026.
Insider flow
0 buyers, $0 (0 lots) ยท 0 sellers, $0 (0 lots)
No open-market insider transactions in the last 12 months.
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Rivetz Corp. | 12.1% | 13G | Apr 9, 2026 | filing โ | |
| GlobexUS Holdings, Corp. | 10.2% | 13G | Dec 8, 2025 | filing โ | |
| Mitchell P. Kopin | 9.3% | 13G | Nov 7, 2025 | filing โ | |
| Daniel B. Asher | 9.3% | 13G | Nov 7, 2025 | filing โ | |
| Intracoastal Capital LLC | 9.3% | 13G | Nov 7, 2025 | filing โ | |
| 3I, LP | 6.1% | 13G | May 8, 2026 | filing โ | |
| 3I Management LLC | 6.1% | 13G | May 8, 2026 | filing โ | |
| Maier Joshua Tarlow | 6.1% | 13G | May 8, 2026 | filing โ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Officer/director changes (5.02) | Aug 27, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Aug 27, 2026 | filing โ |
| Delisting notice (3.01) | Aug 24, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Aug 24, 2026 | filing โ |
| Officer/director changes (5.02) | Aug 19, 2026 | filing โ |
| Other events (8.01) | Aug 19, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Aug 19, 2026 | filing โ |
| Auditor change (4.01) | Aug 12, 2026 | filing โ |
| Restatement (4.02) | Aug 12, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Aug 12, 2026 | filing โ |
| Material agreement (1.01) | Aug 6, 2026 | filing โ |
| Delisting notice (3.01) | Aug 6, 2026 | filing โ |
| Unregistered equity sale (3.02) | Aug 6, 2026 | filing โ |
| Reg FD disclosure (7.01) | Aug 6, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Aug 6, 2026 | filing โ |
| Material agreement (1.01) | Jul 2, 2026 | filing โ |
| Unregistered equity sale (3.02) | Jul 2, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jul 2, 2026 | filing โ |
| Material agreement (1.01) | Jul 2, 2026 | filing โ |
| New financial obligation (2.03) | Jul 2, 2026 | filing โ |
| Unregistered equity sale (3.02) | Jul 2, 2026 | filing โ |
| Reg FD disclosure (7.01) | Jul 2, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jul 2, 2026 | filing โ |
| Material agreement (1.01) | Jun 10, 2026 | filing โ |
| New financial obligation (2.03) | Jun 10, 2026 | filing โ |
| Unregistered equity sale (3.02) | Jun 10, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jun 10, 2026 | filing โ |
| Material agreement (1.01) | Jun 5, 2026 | filing โ |
| New financial obligation (2.03) | Jun 5, 2026 | filing โ |
| Unregistered equity sale (3.02) | Jun 5, 2026 | filing โ |