๐Ÿ•ต๏ธ Netcapital Inc. ($NCPLW)

SEC insider & ownership activity, last 12 months ยท CIK 1414767 ยท every row links its SEC filing

Insiders were quiet over the last 12 months โ€“ no open-market buys or sells. 3 red-flag 8-Ks in the window, most recently Delisting notice (3.01), Aug 24, 2026.

Insider flow

0 buyers, $0 (0 lots) ยท 0 sellers, $0 (0 lots)

No open-market insider transactions in the last 12 months.

5%+ holders

HolderStakeClassScheduleEvent
Rivetz Corp. 12.1% 13GApr 9, 2026 filing โ†—
GlobexUS Holdings, Corp. 10.2% 13GDec 8, 2025 filing โ†—
Mitchell P. Kopin 9.3% 13GNov 7, 2025 filing โ†—
Daniel B. Asher 9.3% 13GNov 7, 2025 filing โ†—
Intracoastal Capital LLC 9.3% 13GNov 7, 2025 filing โ†—
3I, LP 6.1% 13GMay 8, 2026 filing โ†—
3I Management LLC 6.1% 13GMay 8, 2026 filing โ†—
Maier Joshua Tarlow 6.1% 13GMay 8, 2026 filing โ†—

Planned insider sales (Form 144)

No sale notices filed in the last 12 months.

Material events (8-K)

ItemEvent date
Officer/director changes (5.02)Aug 27, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Aug 27, 2026 filing โ†—
Delisting notice (3.01)Aug 24, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Aug 24, 2026 filing โ†—
Officer/director changes (5.02)Aug 19, 2026 filing โ†—
Other events (8.01)Aug 19, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Aug 19, 2026 filing โ†—
Auditor change (4.01)Aug 12, 2026 filing โ†—
Restatement (4.02)Aug 12, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Aug 12, 2026 filing โ†—
Material agreement (1.01)Aug 6, 2026 filing โ†—
Delisting notice (3.01)Aug 6, 2026 filing โ†—
Unregistered equity sale (3.02)Aug 6, 2026 filing โ†—
Reg FD disclosure (7.01)Aug 6, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Aug 6, 2026 filing โ†—
Material agreement (1.01)Jul 2, 2026 filing โ†—
Unregistered equity sale (3.02)Jul 2, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jul 2, 2026 filing โ†—
Material agreement (1.01)Jul 2, 2026 filing โ†—
New financial obligation (2.03)Jul 2, 2026 filing โ†—
Unregistered equity sale (3.02)Jul 2, 2026 filing โ†—
Reg FD disclosure (7.01)Jul 2, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jul 2, 2026 filing โ†—
Material agreement (1.01)Jun 10, 2026 filing โ†—
New financial obligation (2.03)Jun 10, 2026 filing โ†—
Unregistered equity sale (3.02)Jun 10, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jun 10, 2026 filing โ†—
Material agreement (1.01)Jun 5, 2026 filing โ†—
New financial obligation (2.03)Jun 5, 2026 filing โ†—
Unregistered equity sale (3.02)Jun 5, 2026 filing โ†—