๐Ÿ•ต๏ธ Netcapital Inc. ($NCPLW)

SEC insider & ownership activity, last 12 months ยท CIK 1414767 ยท every row links its SEC filing

Insiders were quiet over the last 12 months โ€“ no open-market buys or sells. No red-flag 8-Ks in the window.

Insider flow

0 buyers, $0 (0 lots) ยท 0 sellers, $0 (0 lots)

No open-market insider transactions in the last 12 months.

5%+ holders

HolderStakeClassScheduleEvent
Rivetz Corp. 12.1% 13GApr 9, 2026 filing โ†—
Globexus Holdings, Corp. 10.2% 13GDec 8, 2025 filing โ†—
Mitchell P. Kopin 9.3% 13GNov 7, 2025 filing โ†—
Daniel B. Asher 9.3% 13GNov 7, 2025 filing โ†—
Intracoastal Capital LLC 9.3% 13GNov 7, 2025 filing โ†—
3I, LP 6.1% 13GMay 8, 2026 filing โ†—
3I Management LLC 6.1% 13GMay 8, 2026 filing โ†—
Maier Joshua Tarlow 6.1% 13GMay 8, 2026 filing โ†—

Planned insider sales (Form 144)

No sale notices filed in the last 12 months.

Material events (8-K)

ItemEvent date
Material agreement (1.01)Jul 2, 2026 filing โ†—
Unregistered equity sale (3.02)Jul 2, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jul 2, 2026 filing โ†—
Material agreement (1.01)Jul 2, 2026 filing โ†—
New financial obligation (2.03)Jul 2, 2026 filing โ†—
Unregistered equity sale (3.02)Jul 2, 2026 filing โ†—
Reg FD disclosure (7.01)Jul 2, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jul 2, 2026 filing โ†—
Material agreement (1.01)Jun 10, 2026 filing โ†—
New financial obligation (2.03)Jun 10, 2026 filing โ†—
Unregistered equity sale (3.02)Jun 10, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jun 10, 2026 filing โ†—
Material agreement (1.01)Jun 5, 2026 filing โ†—
New financial obligation (2.03)Jun 5, 2026 filing โ†—
Unregistered equity sale (3.02)Jun 5, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jun 5, 2026 filing โ†—
Material agreement (1.01)Jun 4, 2026 filing โ†—
New financial obligation (2.03)Jun 4, 2026 filing โ†—
Unregistered equity sale (3.02)Jun 4, 2026 filing โ†—
Financial Statements and Exhibits (9.01)Jun 4, 2026 filing โ†—
Material agreement (1.01)May 31, 2026 filing โ†—
Financial Statements and Exhibits (9.01)May 31, 2026 filing โ†—
Material agreement (1.01)May 22, 2026 filing โ†—
Unregistered equity sale (3.02)May 22, 2026 filing โ†—
Material Modifications to Rights of Security Holders (3.03)May 22, 2026 filing โ†—
Financial Statements and Exhibits (9.01)May 22, 2026 filing โ†—
Material agreement (1.01)May 12, 2026 filing โ†—
New financial obligation (2.03)May 12, 2026 filing โ†—
Unregistered equity sale (3.02)May 12, 2026 filing โ†—
Financial Statements and Exhibits (9.01)May 12, 2026 filing โ†—