๐ต๏ธ Liveone, Inc. ($LVO)
SEC insider & ownership activity, last 12 months ยท CIK 1491419 ยท every row links its SEC filing
Insiders were quiet over the last 12 months โ no open-market buys or sells. One red-flag 8-K in the window: Delisting notice (3.01), Sep 25, 2025.
Insider flow
0 buyers, $0 (0 lots) ยท 0 sellers, $0 (0 lots)
No open-market insider transactions in the last 12 months.
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Robert S. Ellin | 22.8% | 13D | Jul 15, 2025 | filing โ | |
| Trinad Capital Management, LLC | 13.8% | 13D | Jul 15, 2025 | filing โ | |
| Trinad Capital Master Fund, Ltd. | 13.1% | 13D | Jul 15, 2025 | filing โ | |
| Broadcast Music, LLC | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| BMI Funding, LLC | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| BMI Guarantor SPE, LLC | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| Broadcast Music, Inc. | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| OTIS Parent, Inc. | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| OTIS Intermediate, Inc. | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| OTIS Topco, L.P. | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| OTIS Topco GP, L.L.C. | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| NM OTIS Co-Invest, L.P. | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| NMI Co-Invest GP, L.L.C. | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| Steven B. Klinsky | 7.6% | 13G | Apr 24, 2026 | filing โ | |
| JJAT Corp. | 6.7% | 13D | Jul 15, 2025 | filing โ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Material agreement (1.01) | Jul 22, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jul 22, 2026 | filing โ |
| Earnings (2.02) | Jun 24, 2026 | filing โ |
| Reg FD disclosure (7.01) | Jun 24, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jun 24, 2026 | filing โ |
| Material agreement (1.01) | Apr 27, 2026 | filing โ |
| Unregistered equity sale (3.02) | Apr 27, 2026 | filing โ |
| Officer/director changes (5.02) | Apr 27, 2026 | filing โ |
| Reg FD disclosure (7.01) | Apr 27, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Apr 27, 2026 | filing โ |
| Material agreement (1.01) | Apr 17, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Apr 17, 2026 | filing โ |
| Material agreement (1.01) | Mar 3, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Mar 3, 2026 | filing โ |
| Earnings (2.02) | Feb 12, 2026 | filing โ |
| Reg FD disclosure (7.01) | Feb 12, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Feb 12, 2026 | filing โ |
| Earnings (2.02) | Feb 5, 2026 | filing โ |
| Reg FD disclosure (7.01) | Feb 5, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Feb 5, 2026 | filing โ |
| Reg FD disclosure (7.01) | Nov 26, 2025 | filing โ |
| Financial Statements and Exhibits (9.01) | Nov 26, 2025 | filing โ |
| Earnings (2.02) | Nov 12, 2025 | filing โ |
| Reg FD disclosure (7.01) | Nov 12, 2025 | filing โ |
| Financial Statements and Exhibits (9.01) | Nov 12, 2025 | filing โ |
| Delisting notice (3.01) | Sep 25, 2025 | filing โ |
| Charter/bylaw changes (5.03) | Sep 22, 2025 | filing โ |
| Financial Statements and Exhibits (9.01) | Sep 22, 2025 | filing โ |
| Officer/director changes (5.02) | Sep 5, 2025 | filing โ |
| Shareholder vote (5.07) | Sep 5, 2025 | filing โ |