🕵️ LPL Financial Holdings Inc. ($LPLA)
SEC insider & ownership activity, last 12 months · CIK 1397911 · every row links its SEC filing
Over the last 12 months insiders sold $7.0M with no open-market buying against it. Gates Greg sold $2.1M through a 10b5-1 trading plan in 47 lots (Aug–Dec). No red-flag 8-Ks in the window.
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 6 sellers, $7.0M (74 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Gates Greg | 0 | – | 47 | $2.1M | Dec 5, 2025 |
| Steinmeier Richard | 0 | – | 6 | $1.9M | Dec 5, 2025 |
| Matthew J. Audette | 0 | – | 10 | $1.0M | Apr 15, 2026 |
| Cohen Marc Eliot | 0 | – | 2 | $1.0M | Mar 10, 2026 |
| Enyedi Matthew | 0 | – | 5 | $675K | Feb 26, 2026 |
| Jambusaria Aneri | 0 | – | 4 | $246K | Jun 17, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Vanguard Capital Management | 5.4% | 13G | Apr 30, 2026 | filing ↗ | |
| Dodge & COX | 5.2% | 13G | May 14, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Jambusaria Aneri | $94K | Jun 17, 2026 | filing ↗ |
| Matthew J. Audette | $366K | Apr 15, 2026 | filing ↗ |
| Matthew J. Audette | $153K | Apr 14, 2026 | filing ↗ |
| Cohen Marc Eliot | $337K | Mar 10, 2026 | filing ↗ |
| Cohen Marc Eliot | $683K | Mar 9, 2026 | filing ↗ |
| Jambusaria Aneri | $94K | Mar 2, 2026 | filing ↗ |
| Matthew J. Audette | $507K | Feb 26, 2026 | filing ↗ |
| Enyedi Matthew | $675K | Feb 26, 2026 | filing ↗ |
| Steinmeier Richard | $1.9M | Dec 5, 2025 | filing ↗ |
| Gates Greg | $275K | Dec 5, 2025 | filing ↗ |
| Jambusaria Aneri | $28K | Dec 1, 2025 | filing ↗ |
| Gates Greg | $565K | Nov 5, 2025 | filing ↗ |
| Gates Greg | $236K | Oct 6, 2025 | filing ↗ |
| Gates Greg | $534K | Sep 5, 2025 | filing ↗ |
| Jambusaria Aneri | $29K | Sep 2, 2025 | filing ↗ |
| Gates Greg | $561K | Aug 5, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Charter/bylaw changes (5.03) | May 14, 2026 | filing ↗ |
| Shareholder vote (5.07) | May 14, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 14, 2026 | filing ↗ |
| Earnings (2.02) | Apr 30, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 30, 2026 | filing ↗ |
| Earnings (2.02) | Jan 29, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 29, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jan 5, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jan 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 5, 2026 | filing ↗ |
| Earnings (2.02) | Oct 30, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 30, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Aug 1, 2025 | filing ↗ |
| Other events (8.01) | Aug 1, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 1, 2025 | filing ↗ |
| Earnings (2.02) | Jul 31, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 31, 2025 | filing ↗ |