🕵️ LIVE Oak Bancshares, Inc. ($LOB)
SEC insider & ownership activity, last 12 months · CIK 1462120 · every row links its SEC filing
Over the last 12 months insiders sold $15.2M against $231K of open-market buying. James S. Mahan III sold $11.0M through a program of 30 sale notices averaging $368K (Nov–Jun). 7 planned sales are pending, the largest $387K (James S. Mahan III). One red-flag 8-K in the window: Restatement (4.02), Nov 10, 2025.
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
3 buyers, $231K (3 lots) · 6 sellers, $15.2M (53 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| James S. Mahan III | 0 | – | 45 | $11.0M | Jun 11, 2026 |
| Derraik Renato | 0 | – | 1 | $2.8M | Apr 30, 2026 |
| William L. Williams III | 0 | – | 3 | $686K | Jul 1, 2026 |
| Spencer Courtney | 0 | – | 1 | $378K | Jan 26, 2026 |
| Walter J. Phifer | 0 | – | 1 | $172K | Mar 2, 2026 |
| Gregory W. Seward | 0 | – | 2 | $146K | Mar 2, 2026 |
| David G. Lucht | 1 | $100K | 0 | – | Aug 18, 2025 |
| Stasiowska Ewa Maria | 1 | $100K | 0 | – | Jan 26, 2026 |
| Bradford Tonya Williams | 1 | $30K | 0 | – | Nov 20, 2025 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| James S. Mahan III | 14.4% | 13G | Feb 5, 2026 | filing ↗ | |
| Marguerite D. Mahan | 14.4% | 13G | Feb 5, 2026 | filing ↗ | |
| James S. Mahan III Revocable Trust | 6.7% | 13G | Feb 5, 2026 | filing ↗ | |
| Marguerite D. Mahan Revocable Trust | 6.6% | 13G | Feb 5, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Moroz Mark Michael | $257K | Jul 28, 2026 | filing ↗ |
| David G. Lucht | $126K | Jul 27, 2026 | filing ↗ |
| William L. Williams III | $1.3M | Jun 24, 2026 | filing ↗ |
| James S. Mahan III | $382K | Jun 11, 2026 | filing ↗ |
| James S. Mahan III | $387K | Jun 10, 2026 | filing ↗ |
| James S. Mahan III | $367K | Jun 4, 2026 | filing ↗ |
| James S. Mahan III | $365K | Jun 3, 2026 | filing ↗ |
| James S. Mahan III | $372K | May 28, 2026 | filing ↗ |
| James S. Mahan III | $380K | May 27, 2026 | filing ↗ |
| James S. Mahan III | $366K | May 21, 2026 | filing ↗ |
| James S. Mahan III | $363K | May 20, 2026 | filing ↗ |
| James S. Mahan III | $362K | May 14, 2026 | filing ↗ |
| James S. Mahan III | $364K | May 13, 2026 | filing ↗ |
| Derraik Renato | $2.8M | Apr 30, 2026 | filing ↗ |
| James S. Mahan III | $322K | Mar 12, 2026 | filing ↗ |
| James S. Mahan III | $329K | Mar 11, 2026 | filing ↗ |
| James S. Mahan III | $362K | Mar 5, 2026 | filing ↗ |
| James S. Mahan III | $367K | Mar 4, 2026 | filing ↗ |
| Gregory W. Seward | $110K | Mar 2, 2026 | filing ↗ |
| Walter J. Phifer | $172K | Mar 2, 2026 | filing ↗ |
| James S. Mahan III | $394K | Feb 26, 2026 | filing ↗ |
| James S. Mahan III | $393K | Feb 25, 2026 | filing ↗ |
| James S. Mahan III | $396K | Feb 19, 2026 | filing ↗ |
| James S. Mahan III | $408K | Feb 18, 2026 | filing ↗ |
| James S. Mahan III | $414K | Feb 12, 2026 | filing ↗ |
| James S. Mahan III | $416K | Feb 11, 2026 | filing ↗ |
| James S. Mahan III | $402K | Feb 5, 2026 | filing ↗ |
| James S. Mahan III | $410K | Feb 4, 2026 | filing ↗ |
| Spencer Courtney | $378K | Jan 26, 2026 | filing ↗ |
| James S. Mahan III | $362K | Dec 19, 2025 | filing ↗ |
| James S. Mahan III | $360K | Dec 17, 2025 | filing ↗ |
| James S. Mahan III | $355K | Dec 12, 2025 | filing ↗ |
| James S. Mahan III | $343K | Dec 10, 2025 | filing ↗ |
| James S. Mahan III | $327K | Dec 5, 2025 | filing ↗ |
| James S. Mahan III | $330K | Dec 3, 2025 | filing ↗ |
| James S. Mahan III | $320K | Nov 28, 2025 | filing ↗ |
| James S. Mahan III | $322K | Nov 26, 2025 | filing ↗ |
| Gregory W. Seward | $36K | Nov 19, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Jul 22, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 22, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jul 1, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jun 16, 2026 | filing ↗ |
| Officer/director changes (5.02) | May 19, 2026 | filing ↗ |
| Shareholder vote (5.07) | May 19, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 19, 2026 | filing ↗ |
| Other events (8.01) | May 19, 2026 | filing ↗ |
| Earnings (2.02) | Apr 22, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 22, 2026 | filing ↗ |
| Other events (8.01) | Feb 19, 2026 | filing ↗ |
| Officer/director changes (5.02) | Feb 9, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 9, 2026 | filing ↗ |
| Earnings (2.02) | Jan 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 21, 2026 | filing ↗ |
| Officer/director changes (5.02) | Dec 1, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Dec 1, 2025 | filing ↗ |
| Other events (8.01) | Nov 18, 2025 | filing ↗ |
| Restatement (4.02) | Nov 10, 2025 | filing ↗ |
| Earnings (2.02) | Oct 22, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 22, 2025 | filing ↗ |
| Other events (8.01) | Aug 27, 2025 | filing ↗ |
| Other events (8.01) | Aug 19, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Aug 19, 2025 | filing ↗ |
| Officer/director changes (5.02) | Aug 12, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 12, 2025 | filing ↗ |
| Officer/director changes (5.02) | Aug 12, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 12, 2025 | filing ↗ |
| Material Modifications to Rights of Security Holders (3.03) | Jul 31, 2025 | filing ↗ |
| Charter/bylaw changes (5.03) | Jul 31, 2025 | filing ↗ |