🕵️ Lumentum Holdings Inc. ($LITE)
SEC insider & ownership activity, last 12 months · CIK 1633978 · every row links its SEC filing
Over the last 12 months insiders sold $90.4M with no open-market buying against it. Vincent D Retort sold $34.0M through a 10b5-1 trading plan in 41 lots (Jul–May). 3 planned sales are pending, the largest $5.5M (Matthew Sepe). No red-flag 8-Ks in the window.
🚨 13 signals active —
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 11 sellers, $90.4M (132 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Vincent D Retort | 0 | – | 41 | $34.0M | May 18, 2026 |
| Brian Lillie | 0 | – | 31 | $11.8M | May 11, 2026 |
| Small Ian | 0 | – | 4 | $7.5M | May 21, 2026 |
| Wupen Yuen | 0 | – | 14 | $6.7M | May 18, 2026 |
| Wajid Ali | 0 | – | 16 | $6.6M | May 18, 2026 |
| Harris Isaac Hosojiro | 0 | – | 3 | $6.6M | Jun 2, 2026 |
| Penelope Herscher | 0 | – | 9 | $5.0M | Feb 12, 2026 |
| Jae Kim | 0 | – | 7 | $4.2M | May 18, 2026 |
| Pamela Fletcher | 0 | – | 4 | $4.1M | May 15, 2026 |
| Julia S Johnson | 0 | – | 2 | $2.9M | Nov 10, 2025 |
| Matthew Sepe | 0 | – | 1 | $1.0M | Nov 7, 2025 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Vanguard Capital Management | 7.3% | 13G | Apr 30, 2026 | filing ↗ | |
| Blackrock, Inc. | 7.3% | 13G | Apr 24, 2026 | filing ↗ | |
| Vanguard Portfolio Management | 5.2% | 13G | Apr 29, 2026 | filing ↗ | |
| FMR LLC | exited | 13G | Jul 8, 2026 | filing ↗ | |
| Abigail P. Johnson | exited | 13G | Jul 8, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Isaac H Harris | $1.4M | Jun 2, 2026 | filing ↗ |
| Isaac H Harris | $3.4M | May 29, 2026 | filing ↗ |
| Jae Kim | $1.4M | May 18, 2026 | filing ↗ |
| Vincent D Retort | $3.0M | May 18, 2026 | filing ↗ |
| Wajid Ali | $2.4M | May 18, 2026 | filing ↗ |
| Wupen Yuen | $3.1M | May 18, 2026 | filing ↗ |
| Pamela Fletcher | $1.5M | May 15, 2026 | filing ↗ |
| Pamela Fletcher | $1.6M | May 14, 2026 | filing ↗ |
| Brian Lillie | $11.8M | May 11, 2026 | filing ↗ |
| Jae Kim | $1.8M | May 11, 2026 | filing ↗ |
| Matthew Sepe | $5.5M | May 8, 2026 | filing ↗ |
| Ian Small | $3.2M | May 8, 2026 | filing ↗ |
| Wajid Ali | $3.7M | Feb 27, 2026 | filing ↗ |
| Matthew Sepe | $861K | Feb 18, 2026 | filing ↗ |
| Matthew Sepe | $1.6M | Feb 17, 2026 | filing ↗ |
| Vincent D Retort | $1.9M | Feb 17, 2026 | filing ↗ |
| Wupen Yuen | $1.7M | Feb 17, 2026 | filing ↗ |
| Penelope Herscher | $2.4M | Feb 12, 2026 | filing ↗ |
| Vincent D Retort | $26.6M | Feb 12, 2026 | filing ↗ |
| Penelope Herscher | $2.6M | Feb 6, 2026 | filing ↗ |
| Harold Covert Jr. | $797K | Nov 20, 2025 | filing ↗ |
| Pamela Fletcher | $936K | Nov 19, 2025 | filing ↗ |
| Wupen Yuen | $213K | Nov 19, 2025 | filing ↗ |
| Wupen Yuen | $202K | Nov 18, 2025 | filing ↗ |
| Jae Kim | $42K | Nov 18, 2025 | filing ↗ |
| Pamela Fletcher | $145K | Nov 17, 2025 | filing ↗ |
| Jae Kim | $320K | Nov 17, 2025 | filing ↗ |
| Wupen Yuen | $192K | Nov 17, 2025 | filing ↗ |
| Julia S Johnson | $2.7M | Nov 10, 2025 | filing ↗ |
| Isaac H Harris | $1.8M | Nov 7, 2025 | filing ↗ |
| Matthew Sepe | $1.0M | Nov 7, 2025 | filing ↗ |
| Wupen Yuen | $410K | Aug 27, 2025 | filing ↗ |
| Wajid Ali | $314K | Aug 26, 2025 | filing ↗ |
| Wupen Yuen | $408K | Aug 26, 2025 | filing ↗ |
| Wupen Yuen | $391K | Aug 25, 2025 | filing ↗ |
| Jae Kim | $527K | Aug 22, 2025 | filing ↗ |
| Wupen Yuen | $13K | Aug 19, 2025 | filing ↗ |
| Julia S Johnson | $149K | Aug 18, 2025 | filing ↗ |
| Jae Kim | $106K | Aug 18, 2025 | filing ↗ |
| Wajid Ali | $259K | Aug 18, 2025 | filing ↗ |
| Wupen Yuen | $13K | Aug 18, 2025 | filing ↗ |
| Wupen Yuen | $12K | Aug 15, 2025 | filing ↗ |
| Wupen Yuen | $26K | Aug 6, 2025 | filing ↗ |
| Wupen Yuen | $27K | Aug 5, 2025 | filing ↗ |
| Wupen Yuen | $26K | Aug 4, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Unregistered equity sale (3.02) | May 29, 2026 | filing ↗ |
| Earnings (2.02) | May 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 5, 2026 | filing ↗ |
| Unregistered equity sale (3.02) | Apr 7, 2026 | filing ↗ |
| Unregistered equity sale (3.02) | Mar 2, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Mar 2, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Mar 2, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 2, 2026 | filing ↗ |
| Earnings (2.02) | Feb 3, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 3, 2026 | filing ↗ |
| Officer/director changes (5.02) | Dec 29, 2025 | filing ↗ |
| Material agreement (1.01) | Dec 19, 2025 | filing ↗ |
| New financial obligation (2.03) | Dec 19, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Dec 19, 2025 | filing ↗ |
| Officer/director changes (5.02) | Dec 15, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Dec 15, 2025 | filing ↗ |
| Officer/director changes (5.02) | Nov 19, 2025 | filing ↗ |
| Shareholder vote (5.07) | Nov 19, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 19, 2025 | filing ↗ |
| Earnings (2.02) | Nov 4, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 4, 2025 | filing ↗ |
| Material agreement (1.01) | Sep 2, 2025 | filing ↗ |
| New financial obligation (2.03) | Sep 2, 2025 | filing ↗ |
| Unregistered equity sale (3.02) | Sep 2, 2025 | filing ↗ |
| Other events (8.01) | Sep 2, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 2, 2025 | filing ↗ |
| Earnings (2.02) | Aug 12, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 12, 2025 | filing ↗ |