🕵️ Lumentum Holdings Inc. ($LITE)
SEC insider & ownership activity, last 12 months · CIK 1633978 · every row links its SEC filing
Over the last 12 months insiders sold $145.6M with no open-market buying against it. Vincent D. Retort sold $69.5M through a 10b5-1 trading plan in 60 lots (Feb–Aug). 10 planned sales are pending, the largest $2.9M (Vincent D. Retort). No red-flag 8-Ks in the window.
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 12 sellers, $145.6M (174 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Vincent D. Retort | 0 | – | 60 | $69.5M | Aug 25, 2026 |
| Jae Kim | 0 | – | 23 | $16.6M | Aug 25, 2026 |
| Wupen Yuen | 0 | – | 23 | $14.2M | Sep 15, 2026 |
| Brian Lillie | 0 | – | 31 | $11.8M | May 11, 2026 |
| Small Ian | 0 | – | 4 | $7.5M | May 21, 2026 |
| Harris Isaac Hosojiro | 0 | – | 3 | $6.6M | Jun 2, 2026 |
| Wajid Ali | 0 | – | 14 | $6.0M | May 18, 2026 |
| Penelope Herscher | 0 | – | 9 | $5.0M | Feb 12, 2026 |
| Pamela Fletcher | 0 | – | 4 | $4.1M | May 15, 2026 |
| Julia S. Johnson | 0 | – | 1 | $2.7M | Nov 10, 2025 |
| Matthew Sepe | 0 | – | 1 | $1.0M | Nov 7, 2025 |
| Michael E. Hurlston | 0 | – | 1 | $525K | Aug 27, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Vanguard Capital Management | 7.3% | 13G | Apr 30, 2026 | filing ↗ | |
| BlackRock, Inc. | 7.3% | 13G | Apr 24, 2026 | filing ↗ | |
| Vanguard Portfolio Management | 5.2% | 13G | Apr 29, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Wupen Yuen | $428K | Sep 16, 2026 | filing ↗ |
| Wupen Yuen | $421K | Sep 15, 2026 | filing ↗ |
| Wupen Yuen | $431K | Sep 14, 2026 | filing ↗ |
| Wupen Yuen | $472K | Sep 11, 2026 | filing ↗ |
| Wupen Yuen | $481K | Sep 10, 2026 | filing ↗ |
| Wupen Yuen | $489K | Sep 9, 2026 | filing ↗ |
| Wupen Yuen | $448K | Sep 8, 2026 | filing ↗ |
| Wupen Yuen | $430K | Sep 4, 2026 | filing ↗ |
| Wupen Yuen | $435K | Sep 3, 2026 | filing ↗ |
| Wupen Yuen | $432K | Sep 2, 2026 | filing ↗ |
| Wupen Yuen | $451K | Sep 1, 2026 | filing ↗ |
| Wupen Yuen | $448K | Aug 31, 2026 | filing ↗ |
| Wupen Yuen | $470K | Aug 28, 2026 | filing ↗ |
| Michael Edward Hurlston | $525K | Aug 27, 2026 | filing ↗ |
| Wupen Yuen | $479K | Aug 27, 2026 | filing ↗ |
| Wupen Yuen | $441K | Aug 26, 2026 | filing ↗ |
| Vincent D. Retort | $33.0M | Aug 25, 2026 | filing ↗ |
| Jae Kim | $10.2M | Aug 25, 2026 | filing ↗ |
| Wupen Yuen | $428K | Aug 25, 2026 | filing ↗ |
| Wupen Yuen | $412K | Aug 24, 2026 | filing ↗ |
| Wupen Yuen | $449K | Aug 21, 2026 | filing ↗ |
| Jae Kim | $1.6M | Aug 20, 2026 | filing ↗ |
| Vincent D. Retort | $2.1M | Aug 20, 2026 | filing ↗ |
| Wupen Yuen | $1.2M | Aug 20, 2026 | filing ↗ |
| Jae Kim | $1.2M | Aug 18, 2026 | filing ↗ |
| Vincent D. Retort | $2.9M | Aug 18, 2026 | filing ↗ |
| Isaac H. Harris | $1.4M | Jun 2, 2026 | filing ↗ |
| Isaac H. Harris | $3.4M | May 29, 2026 | filing ↗ |
| Jae Kim | $1.4M | May 18, 2026 | filing ↗ |
| Vincent D. Retort | $3.0M | May 18, 2026 | filing ↗ |
| Wajid Ali | $2.4M | May 18, 2026 | filing ↗ |
| Wupen Yuen | $3.1M | May 18, 2026 | filing ↗ |
| Pamela Fletcher | $1.5M | May 15, 2026 | filing ↗ |
| Pamela Fletcher | $1.6M | May 14, 2026 | filing ↗ |
| Brian Lillie | $11.8M | May 11, 2026 | filing ↗ |
| Jae Kim | $1.8M | May 11, 2026 | filing ↗ |
| Matthew Sepe | $5.5M | May 8, 2026 | filing ↗ |
| Ian Small | $3.2M | May 8, 2026 | filing ↗ |
| Wajid Ali | $3.7M | Feb 27, 2026 | filing ↗ |
| Matthew Sepe | $861K | Feb 18, 2026 | filing ↗ |
| Matthew Sepe | $1.6M | Feb 17, 2026 | filing ↗ |
| Vincent D. Retort | $1.9M | Feb 17, 2026 | filing ↗ |
| Wupen Yuen | $1.7M | Feb 17, 2026 | filing ↗ |
| Penelope Herscher | $2.4M | Feb 12, 2026 | filing ↗ |
| Vincent D. Retort | $26.6M | Feb 12, 2026 | filing ↗ |
| Penelope Herscher | $2.6M | Feb 6, 2026 | filing ↗ |
| Harold Covert Jr. | $797K | Nov 20, 2025 | filing ↗ |
| Pamela Fletcher | $936K | Nov 19, 2025 | filing ↗ |
| Wupen Yuen | $213K | Nov 19, 2025 | filing ↗ |
| Wupen Yuen | $202K | Nov 18, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Aug 11, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 11, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jul 27, 2026 | filing ↗ |
| Unregistered equity sale (3.02) | May 29, 2026 | filing ↗ |
| Earnings (2.02) | May 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 5, 2026 | filing ↗ |
| Unregistered equity sale (3.02) | Apr 7, 2026 | filing ↗ |
| Unregistered equity sale (3.02) | Mar 2, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Mar 2, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Mar 2, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 2, 2026 | filing ↗ |
| Earnings (2.02) | Feb 3, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 3, 2026 | filing ↗ |
| Officer/director changes (5.02) | Dec 29, 2025 | filing ↗ |
| Material agreement (1.01) | Dec 19, 2025 | filing ↗ |
| New financial obligation (2.03) | Dec 19, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Dec 19, 2025 | filing ↗ |
| Officer/director changes (5.02) | Dec 15, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Dec 15, 2025 | filing ↗ |
| Officer/director changes (5.02) | Nov 19, 2025 | filing ↗ |
| Shareholder vote (5.07) | Nov 19, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 19, 2025 | filing ↗ |
| Earnings (2.02) | Nov 4, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 4, 2025 | filing ↗ |