🕵️ Japan Smaller Capitalization Fund Inc ($JOF)
SEC insider & ownership activity, last 12 months · CIK 859796 · every row links its SEC filing
Over the last 12 months insiders bought $32K with no open-market selling against it. David B. Chemidlin bought $22K in discretionary trades (Sep). Lazard Asset Management LLC added 8.1% → 12.3%. No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
2 buyers, $32K (2 lots) · 0 sellers, $0 (0 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| David B. Chemidlin | 1 | $22K | 0 | – | Sep 17, 2025 |
| Jones Tina | 1 | $10K | 0 | – | Dec 22, 2025 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 15.8% | 13G | Jul 31, 2026 | filing ↗ | |
| City of London Investment Management Company Limited | 13.7% | 13G | Jul 24, 2026 | filing ↗ | |
| Lazard Asset Management LLC | 12.3% | 13G | Dec 3, 2025 | filing ↗ | |
| 1607 Capital Partners, LLC | 9.6% | 13G | Aug 14, 2026 | filing ↗ | |
| SABA Capital Management GP, LLC | 7.7% | 13D | Aug 28, 2026 | filing ↗ | |
| SABA Capital Management, L.P. | 7.7% | 13D | Aug 28, 2026 | filing ↗ | |
| Boaz R. Weinstein | 7.7% | 13D | Aug 28, 2026 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
No 8-K filings in the last 12 months.