🕵️ Hercules Capital, Inc. ($HCXY)
SEC insider & ownership activity, last 12 months · CIK 1280784 · every row links its SEC filing
Over the last 12 months insiders bought $2.8M with no open-market selling against it. Thomas J. Fallon bought $856K (Feb–Mar). No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
11 buyers, $2.8M (23 lots) · 0 sellers, $0 (0 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Thomas J. Fallon | 4 | $856K | 0 | – | Mar 26, 2026 |
| Bluestein Scott | 2 | $553K | 0 | – | Feb 27, 2026 |
| Gayle A. Crowell | 3 | $312K | 0 | – | Mar 26, 2026 |
| Theodosopoulos Nikos | 3 | $240K | 0 | – | Mar 26, 2026 |
| Seth H. Meyer | 1 | $201K | 0 | – | Feb 27, 2026 |
| Robert P. Badavas | 3 | $199K | 0 | – | Mar 26, 2026 |
| Loo Wade | 2 | $154K | 0 | – | Mar 26, 2026 |
| Aguirre Deanne | 1 | $105K | 0 | – | Mar 26, 2026 |
| Paramjeet K. Randhawa | 2 | $87K | 0 | – | Mar 26, 2026 |
| Follmann Christian | 1 | $73K | 0 | – | Mar 4, 2026 |
| Botelho Kiersten Zaza | 1 | $18K | 0 | – | Feb 27, 2026 |
5%+ holders
No current 5%+ beneficial-ownership positions on file.
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Material agreement (1.01) | Jul 21, 2026 | filing ↗ |
| New financial obligation (2.03) | Jul 21, 2026 | filing ↗ |
| Other events (8.01) | Jul 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 21, 2026 | filing ↗ |
| Earnings (2.02) | Jul 21, 2026 | filing ↗ |
| Other events (8.01) | Jul 21, 2026 | filing ↗ |
| Shareholder vote (5.07) | Jun 18, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 18, 2026 | filing ↗ |
| Earnings (2.02) | Apr 30, 2026 | filing ↗ |
| Other events (8.01) | Apr 30, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 30, 2026 | filing ↗ |
| Officer/director changes (5.02) | Apr 29, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 29, 2026 | filing ↗ |
| Earnings (2.02) | Feb 10, 2026 | filing ↗ |
| Other events (8.01) | Feb 10, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 10, 2026 | filing ↗ |
| Material agreement (1.01) | Feb 5, 2026 | filing ↗ |
| New financial obligation (2.03) | Feb 5, 2026 | filing ↗ |
| Other events (8.01) | Feb 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 5, 2026 | filing ↗ |
| Earnings (2.02) | Feb 3, 2026 | filing ↗ |
| Other events (8.01) | Feb 3, 2026 | filing ↗ |
| Earnings (2.02) | Oct 28, 2025 | filing ↗ |
| Other events (8.01) | Oct 28, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 28, 2025 | filing ↗ |
| Earnings (2.02) | Jul 29, 2025 | filing ↗ |
| Other events (8.01) | Jul 29, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 29, 2025 | filing ↗ |