🕵️ Hennessy Advisors Inc ($HNNAZ)
SEC insider & ownership activity, last 12 months · CIK 1145255 · every row links its SEC filing
Over the last 12 months insiders sold $325K with no open-market buying against it. Thomas L. Seavey sold $215K (Aug). No red-flag 8-Ks in the window.
🚨 3 signals active —
planned-vs-executed verdicts, pre-event flags, and cluster context live in the
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alerts bot.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 3 sellers, $325K (8 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Thomas L. Seavey | 0 | – | 4 | $215K | Aug 15, 2025 |
| Fahy Kathryn | 0 | – | 1 | $100K | May 11, 2026 |
| Newton Kiera | 0 | – | 3 | $10K | Dec 30, 2025 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Seaport Global Asset Management LLC | 5.2% | 13G | Feb 3, 2026 | filing ↗ | |
| Stephen C. Smith | 5.2% | 13G | Feb 3, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Fahy Kathryn | $102K | May 11, 2026 | filing ↗ |
| Thomas L. Seavey | $28K | Aug 15, 2025 | filing ↗ |
| Thomas L. Seavey | $29K | Aug 14, 2025 | filing ↗ |
| Thomas L. Seavey | $82K | Aug 13, 2025 | filing ↗ |
| Thomas L. Seavey | $76K | Aug 12, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Other events (8.01) | May 28, 2026 | filing ↗ |
| Earnings (2.02) | May 6, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | May 6, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 6, 2026 | filing ↗ |
| Shareholder vote (5.07) | Feb 5, 2026 | filing ↗ |
| Earnings (2.02) | Feb 5, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Feb 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 5, 2026 | filing ↗ |
| Earnings (2.02) | Dec 3, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Dec 3, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Oct 29, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 29, 2025 | filing ↗ |
| Earnings (2.02) | Aug 6, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Aug 6, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 6, 2025 | filing ↗ |