🕵️ Highland Opportunities & Income Fund ($HFRO)
SEC insider & ownership activity, last 12 months · CIK 1710680 · every row links its SEC filing
Over the last 12 months insiders bought $2.8M with no open-market selling against it. SABA Capital Management, L.P. bought $2.8M (May–Jun). SABA Capital Management, L.P. added 9.4% → 10.5%; Boaz R. Weinstein added 9.4% → 10.5%. No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
1 buyer, $2.8M (13 lots) · 0 sellers, $0 (0 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| SABA Capital Management, L.P. | 13 | $2.8M | 0 | – | Jun 9, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| SABA Capital Management GP, LLC | 10.5% | 13D | Jun 2, 2026 | filing ↗ | |
| SABA Capital Management, L.P. | 10.5% | 13D | Jun 2, 2026 | filing ↗ | |
| Boaz R. Weinstein | 10.5% | 13D | Jun 2, 2026 | filing ↗ | |
| James D. Dondero | 8.5% | 13D | Mar 30, 2026 | filing ↗ | |
| Morgan Stanley | 5.1% | 13G | Feb 11, 2026 | filing ↗ | |
| Morgan Stanley Smith Barney LLC | 5.1% | 13G | Feb 11, 2026 | filing ↗ | |
| Thomas J. Herzfeld Advisors, Inc. | 5.0% | 13G | Oct 29, 2025 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Officer/director changes (5.02) | Jan 16, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Jan 16, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 16, 2026 | filing ↗ |