๐ต๏ธ Happen, Inc. ($HAPN)
SEC insider & ownership activity, last 12 months ยท CIK 1409970 ยท every row links its SEC filing
Over the last 12 months insiders sold $10.9M with no open-market buying against it. Sanborn Scott sold $4.4M through a 10b5-1 trading plan in 9 lots (SepโAug). One red-flag 8-K in the window: Delisting notice (3.01), Jun 2, 2026.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) ยท 6 sellers, $10.9M (33 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Sanborn Scott | 0 | โ | 9 | $4.4M | Aug 26, 2026 |
| Stack Fergal | 0 | โ | 5 | $4.3M | Aug 20, 2026 |
| Labenne Andrew | 0 | โ | 3 | $966K | Aug 10, 2026 |
| Armstrong Annie | 0 | โ | 8 | $718K | Feb 17, 2026 |
| Cheng Jordan | 0 | โ | 4 | $353K | Sep 3, 2026 |
| Selleck Erin | 0 | โ | 4 | $161K | Sep 4, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Wellington Management Group LLP | 13.3% | 13G | Aug 13, 2026 | filing โ | |
| Wellington Group Holdings LLP | 13.3% | 13G | Aug 13, 2026 | filing โ | |
| Wellington Investment Advisors Holdings LLP | 13.3% | 13G | Aug 13, 2026 | filing โ | |
| Wellington Management Company LLP | 13.1% | 13G | Aug 13, 2026 | filing โ | |
| BlackRock, Inc. | 7.5% | 13G | Apr 23, 2025 | filing โ | |
| Vanguard Portfolio Management | 6.7% | 13G | Apr 29, 2026 | filing โ | |
| Bay POND Investors (BERMUDA) L.P. | 5.1% | 13G | Apr 24, 2026 | filing โ | |
| Bay POND Partners, L.P. | 5.1% | 13G | Apr 24, 2026 | filing โ | |
| Vanguard Capital Management | 5.0% | 13G | Jul 31, 2026 | filing โ | |
| Dimensional Fund Advisors LP | 5.0% | 13G | Apr 9, 2026 | filing โ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Selleck Erin | $160K | Sep 4, 2026 | filing โ |
| Cheng Jordan | $148K | Sep 3, 2026 | filing โ |
| Scott Sanborn | $456K | Aug 26, 2026 | filing โ |
| Stack Fergal | $2.2M | Aug 18, 2026 | filing โ |
| John C. Morris | $138K | Jun 18, 2026 | filing โ |
| Stack Fergal | $2.1M | Jun 16, 2026 | filing โ |
| Selleck Erin | $42K | Jun 5, 2026 | filing โ |
| Scott Sanborn | $2.6M | Jun 2, 2026 | filing โ |
| LaBenne Andrew | $577K | May 28, 2026 | filing โ |
| Cheng Jordan | $366K | May 28, 2026 | filing โ |
| Armstrong Annie | $280K | Mar 17, 2026 | filing โ |
| Armstrong Annie | $507K | Dec 11, 2025 | filing โ |
| Selleck Erin | $93K | Dec 5, 2025 | filing โ |
| Scott C. Sanborn | $496K | Oct 23, 2025 | filing โ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Jul 27, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jul 27, 2026 | filing โ |
| Charter/bylaw changes (5.03) | Jun 22, 2026 | filing โ |
| Reg FD disclosure (7.01) | Jun 22, 2026 | filing โ |
| Other events (8.01) | Jun 22, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jun 22, 2026 | filing โ |
| Shareholder vote (5.07) | Jun 2, 2026 | filing โ |
| Delisting notice (3.01) | Jun 2, 2026 | filing โ |
| Reg FD disclosure (7.01) | Jun 2, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jun 2, 2026 | filing โ |
| Earnings (2.02) | Apr 27, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Apr 27, 2026 | filing โ |
| Earnings (2.02) | Jan 28, 2026 | filing โ |
| Financial Statements and Exhibits (9.01) | Jan 28, 2026 | filing โ |
| Officer/director changes (5.02) | Jan 22, 2026 | filing โ |
| Reg FD disclosure (7.01) | Nov 4, 2025 | filing โ |
| Financial Statements and Exhibits (9.01) | Nov 4, 2025 | filing โ |
| Earnings (2.02) | Oct 22, 2025 | filing โ |
| Financial Statements and Exhibits (9.01) | Oct 22, 2025 | filing โ |