🕵️ Great ELM Capital Corp. ($GECC)
SEC insider & ownership activity, last 12 months · CIK 1675033 · every row links its SEC filing
Over the last 12 months insiders sold $1.0M against $150K of open-market buying. Great ELM Strategic Partnership I, LLC sold $1.0M (Sep). Great ELM Group, Inc. trimmed 11.1% → 9.7%; Matthew A. Drapkin trimmed 7.6% → 6.2%. No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
1 buyer, $150K (1 lots) · 1 seller, $1.0M (7 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Great ELM Strategic Partnership I, LLC | 0 | – | 7 | $1.0M | Sep 26, 2025 |
| Matthew D. Kaplan | 1 | $150K | 0 | – | Nov 7, 2025 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| POOR Richard LLC | 9.9% | 13G | Sep 4, 2025 | filing ↗ | |
| Booker Smith | 9.9% | 13G | Sep 4, 2025 | filing ↗ | |
| Great ELM Strategic Partnership I, LLC | 9.9% | 13G | Aug 6, 2026 | filing ↗ | |
| Great ELM Group, Inc. | 9.7% | 13D | Oct 7, 2025 | filing ↗ | |
| Summit Grove Partners, LLC | 7.6% | 13G | Aug 6, 2026 | filing ↗ | |
| Prosper PEAK Holdings, LLC | 7.0% | 13G | Aug 6, 2026 | filing ↗ | |
| Matthew A. Drapkin | 6.2% | 13D | Nov 4, 2025 | filing ↗ | |
| Northern Right Capital Management, L.P. | 5.7% | 13D | Nov 4, 2025 | filing ↗ | |
| BC Advisors, LLC | 5.7% | 13D | Nov 4, 2025 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Aug 5, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 5, 2026 | filing ↗ |
| Other events (8.01) | Jul 20, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 20, 2026 | filing ↗ |
| Material agreement (1.01) | Jun 8, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 8, 2026 | filing ↗ |
| Shareholder vote (5.07) | May 29, 2026 | filing ↗ |
| Earnings (2.02) | May 1, 2026 | filing ↗ |
| Officer/director changes (5.02) | May 1, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 1, 2026 | filing ↗ |
| Other events (8.01) | Apr 27, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 27, 2026 | filing ↗ |
| Earnings (2.02) | Mar 2, 2026 | filing ↗ |
| Officer/director changes (5.02) | Mar 2, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 2, 2026 | filing ↗ |
| Other events (8.01) | Feb 27, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 27, 2026 | filing ↗ |
| Earnings (2.02) | Nov 4, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 4, 2025 | filing ↗ |
| Earnings (2.02) | Oct 7, 2025 | filing ↗ |
| Other events (8.01) | Oct 7, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 7, 2025 | filing ↗ |
| Other events (8.01) | Oct 1, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 1, 2025 | filing ↗ |