🕵️ Equus Total Return, Inc. ($EQS)
SEC insider & ownership activity, last 12 months · CIK 878932 · every row links its SEC filing
Insiders were quiet over the last 12 months – no open-market buys or sells. No red-flag 8-Ks in the window.
Insider flow
0 buyers, $0 (0 lots) · 0 sellers, $0 (0 lots)
No open-market insider transactions in the last 12 months.
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Howard Todd Horberg | 5.6% | 13D | Jun 19, 2026 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Shareholder vote (5.07) | Jul 2, 2026 | filing ↗ |
| Other events (8.01) | May 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 21, 2026 | filing ↗ |
| Auditor change (4.01) | May 12, 2026 | filing ↗ |
| Auditor change (4.01) | May 4, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 4, 2026 | filing ↗ |
| Other events (8.01) | Apr 22, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 22, 2026 | filing ↗ |
| Other events (8.01) | Nov 24, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 24, 2025 | filing ↗ |
| Other events (8.01) | Aug 19, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 19, 2025 | filing ↗ |