🕵️ Capital Southwest Corp ($CSWC)
SEC insider & ownership activity, last 12 months · CIK 17313 · every row links its SEC filing
Over the last 12 months insiders sold $109K against $230K of open-market buying. William R. Thomas bought $117K in discretionary trades (Jun). No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
4 buyers, $230K (7 lots) · 1 seller, $109K (1 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| William R. Thomas | 1 | $117K | 1 | $109K | Jun 5, 2026 |
| Sarner Michael Scott | 1 | $59K | 0 | – | Feb 27, 2026 |
| Battist Christine | 2 | $34K | 0 | – | Jun 17, 2026 |
| Rogers-Windsor Ramona Lynn | 3 | $20K | 0 | – | Jun 30, 2026 |
5%+ holders
No current 5%+ beneficial-ownership positions on file.
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| William R. Thomas | $109K | Jun 5, 2026 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Material agreement (1.01) | Sep 10, 2026 | filing ↗ |
| New financial obligation (2.03) | Sep 10, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 10, 2026 | filing ↗ |
| Material agreement (1.01) | Sep 2, 2026 | filing ↗ |
| New financial obligation (2.03) | Sep 2, 2026 | filing ↗ |
| Other events (8.01) | Sep 2, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 2, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Sep 1, 2026 | filing ↗ |
| Shareholder vote (5.07) | Sep 1, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Sep 1, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 1, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Aug 27, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 27, 2026 | filing ↗ |
| Material agreement (1.01) | Aug 7, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 7, 2026 | filing ↗ |
| Earnings (2.02) | Aug 3, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Aug 3, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 3, 2026 | filing ↗ |
| Shareholder vote (5.07) | Jul 22, 2026 | filing ↗ |
| Earnings (2.02) | Jul 16, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 16, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | May 27, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 27, 2026 | filing ↗ |
| Material agreement (1.01) | May 19, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 19, 2026 | filing ↗ |
| Earnings (2.02) | May 13, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | May 13, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 13, 2026 | filing ↗ |
| Earnings (2.02) | Apr 16, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 16, 2026 | filing ↗ |