🕵️ Capital One Financial Corporation ($COF-PL)
SEC insider & ownership activity, last 12 months · CIK 927628 · every row links its SEC filing
Over the last 12 months insiders sold $89.4M with no open-market buying against it. Richard D. Fairbank sold $46.2M through a 10b5-1 trading plan in 17 lots (Oct–Nov). 2 planned sales are pending, the largest $630K (Ann Fritz Hackett). No red-flag 8-Ks in the window.
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 12 sellers, $89.4M (70 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Richard D. Fairbank | 0 | – | 17 | $46.2M | Nov 4, 2025 |
| Neal Blinde | 0 | – | 9 | $16.8M | Feb 24, 2026 |
| Ravi S. Raghu | 0 | – | 5 | $5.4M | Aug 7, 2026 |
| Matthew W. Cooper | 0 | – | 9 | $5.3M | Sep 1, 2026 |
| Lia Dean | 0 | – | 8 | $4.1M | Sep 15, 2026 |
| Frank Laprade | 0 | – | 2 | $4.0M | Nov 13, 2025 |
| Celia Edwards Karam | 0 | – | 9 | $3.3M | Sep 15, 2026 |
| Mark Mouadeb | 0 | – | 6 | $1.3M | Aug 13, 2026 |
| Michael Zamsky | 0 | – | 1 | $1.2M | Aug 10, 2026 |
| Jason Hanson | 0 | – | 1 | $764K | Feb 25, 2026 |
| Timothy Golden | 0 | – | 1 | $736K | Jul 29, 2026 |
| Kaitlin Haggerty | 0 | – | 2 | $262K | May 13, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Vanguard Capital Management | 7.5% | 13G | Apr 29, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Celia Edwards Karam | $416K | Sep 15, 2026 | filing ↗ |
| Lia Dean | $426K | Sep 15, 2026 | filing ↗ |
| Matthew Cooper | $749K | Sep 1, 2026 | filing ↗ |
| Lia Dean | $495K | Aug 17, 2026 | filing ↗ |
| Celia Edwards Karam | $426K | Aug 17, 2026 | filing ↗ |
| Mark Mouadeb | $270K | Aug 13, 2026 | filing ↗ |
| Michael Zamsky | $1.2M | Aug 10, 2026 | filing ↗ |
| Ravi S. Raghu | $11K | Aug 7, 2026 | filing ↗ |
| Mark Mouadeb | $260K | Aug 4, 2026 | filing ↗ |
| Matthew Cooper | $768K | Aug 4, 2026 | filing ↗ |
| Mark Mouadeb | $148K | Aug 3, 2026 | filing ↗ |
| Ravi S. Raghu | $2.0M | Jul 31, 2026 | filing ↗ |
| Timothy Golden | $736K | Jul 29, 2026 | filing ↗ |
| Matthew Cooper | $728K | Jul 7, 2026 | filing ↗ |
| Ann Fritz Hackett | $630K | Jun 25, 2026 | filing ↗ |
| Matthew Cooper | $642K | Jun 2, 2026 | filing ↗ |
| Kaitlin Haggerty | $22K | May 13, 2026 | filing ↗ |
| Kaitlin Haggerty | $240K | May 12, 2026 | filing ↗ |
| Matthew Cooper | $644K | May 12, 2026 | filing ↗ |
| Ann Fritz Hackett | $5.0M | May 12, 2026 | filing ↗ |
| Celia Edwards Karam | $337K | May 1, 2026 | filing ↗ |
| Lia Dean | $314K | Apr 1, 2026 | filing ↗ |
| Celia Edwards Karam | $204K | Apr 1, 2026 | filing ↗ |
| Lia Dean | $627K | Mar 2, 2026 | filing ↗ |
| Celia Edwards Karam | $312K | Mar 2, 2026 | filing ↗ |
| Mark Mouadeb | $335K | Feb 26, 2026 | filing ↗ |
| Jason Hanson | $765K | Feb 25, 2026 | filing ↗ |
| Mark Mouadeb | $306K | Feb 25, 2026 | filing ↗ |
| Neal Blinde | $7.3M | Feb 24, 2026 | filing ↗ |
| Lia Dean | $735K | Feb 4, 2026 | filing ↗ |
| Celia Edwards Karam | $460K | Feb 2, 2026 | filing ↗ |
| Matthew Cooper | $500K | Jan 6, 2026 | filing ↗ |
| Ravi S. Raghu | $3.4M | Jan 5, 2026 | filing ↗ |
| Lia Dean | $773K | Jan 2, 2026 | filing ↗ |
| Celia Edwards Karam | $504K | Jan 2, 2026 | filing ↗ |
| Matthew Cooper | $443K | Dec 2, 2025 | filing ↗ |
| Lia Dean | $713K | Dec 1, 2025 | filing ↗ |
| Celia Edwards Karam | $641K | Dec 1, 2025 | filing ↗ |
| Frank Laprade | $4.0M | Nov 13, 2025 | filing ↗ |
| Neal Blinde | $9.6M | Nov 6, 2025 | filing ↗ |
| Richard D. Fairbank | $22.8M | Nov 4, 2025 | filing ↗ |
| Matthew Cooper | $439K | Nov 4, 2025 | filing ↗ |
| Richard D. Fairbank | $23.4M | Oct 27, 2025 | filing ↗ |
| Matthew Cooper | $424K | Oct 2, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Other events (8.01) | Sep 15, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 15, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Sep 15, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 15, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Sep 14, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 14, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Sep 1, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 1, 2026 | filing ↗ |
| Other events (8.01) | Aug 20, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 20, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Aug 14, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 14, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jul 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 21, 2026 | filing ↗ |
| Earnings (2.02) | Jul 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 21, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jun 12, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 12, 2026 | filing ↗ |
| Other events (8.01) | Jun 9, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 9, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jun 8, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 8, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | May 14, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 14, 2026 | filing ↗ |
| Shareholder vote (5.07) | May 8, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 8, 2026 | filing ↗ |
| Other events (8.01) | Apr 23, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 23, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Apr 21, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 21, 2026 | filing ↗ |