🕵️ Cathay General Bancorp ($CATY)
SEC insider & ownership activity, last 12 months · CIK 861842 · every row links its SEC filing
Over the last 12 months insiders sold $8.3M with no open-market buying against it. Anthony M. Tang sold $2.3M (Dec–Jun). 2 planned sales are pending, the largest $1.3M (Sun Richard). No red-flag 8-Ks in the window.
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 8 sellers, $8.3M (25 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Anthony M. Tang | 0 | – | 6 | $2.3M | Jun 9, 2026 |
| Sun Richard | 0 | – | 7 | $2.2M | Sep 2, 2026 |
| Dunson K. Cheng | 0 | – | 4 | $1.5M | Nov 24, 2025 |
| Pacju LLC | 0 | – | 1 | $1.1M | May 5, 2026 |
| Liu Chang | 0 | – | 2 | $482K | Apr 6, 2026 |
| Felix S. Fernandez | 0 | – | 1 | $453K | Jan 29, 2026 |
| Thomas M. Lo | 0 | – | 3 | $197K | Aug 25, 2026 |
| May K. Chan | 0 | – | 1 | $31K | Apr 28, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Vanguard Portfolio Management | 6.1% | 13G | Apr 29, 2026 | filing ↗ | |
| Vanguard Capital Management | 5.1% | 13G | Apr 29, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Sun Richard | $62K | Sep 2, 2026 | filing ↗ |
| Thomas M. Lo | $100K | Aug 25, 2026 | filing ↗ |
| Sun Richard | $62K | Aug 25, 2026 | filing ↗ |
| Sun Richard | $189K | Aug 10, 2026 | filing ↗ |
| Sun Richard | $312K | Jul 31, 2026 | filing ↗ |
| Sun Richard | $317K | Jul 30, 2026 | filing ↗ |
| Sun Richard | $1.3M | Jul 29, 2026 | filing ↗ |
| Anthony M. Tang | $1.7M | Jun 4, 2026 | filing ↗ |
| Pacju LLC | $2.3M | May 5, 2026 | filing ↗ |
| May K. Chan | $31K | Apr 28, 2026 | filing ↗ |
| Liu Chang | $244K | Apr 6, 2026 | filing ↗ |
| Thomas M. Lo | $50K | Jan 29, 2026 | filing ↗ |
| Anthony M. Tang | $98K | Dec 4, 2025 | filing ↗ |
| Anthony M. Tang | $392K | Dec 3, 2025 | filing ↗ |
| Dunson K. Cheng | $1.5M | Nov 19, 2025 | filing ↗ |
| Liu Chang | $239K | Oct 28, 2025 | filing ↗ |
| Thomas M. Lo | $47K | Oct 27, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Jul 22, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jul 22, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 22, 2026 | filing ↗ |
| Shareholder vote (5.07) | May 18, 2026 | filing ↗ |
| Other events (8.01) | Apr 23, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 23, 2026 | filing ↗ |
| Earnings (2.02) | Apr 22, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Apr 22, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 22, 2026 | filing ↗ |
| Officer/director changes (5.02) | Feb 4, 2026 | filing ↗ |
| Officer/director changes (5.02) | Feb 4, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jan 23, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 23, 2026 | filing ↗ |
| Earnings (2.02) | Jan 22, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jan 22, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 22, 2026 | filing ↗ |
| Earnings (2.02) | Oct 21, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Oct 21, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 21, 2025 | filing ↗ |