🕵️ Caterpillar Inc ($CAT)
SEC insider & ownership activity, last 12 months · CIK 18230 · every row links its SEC filing
Over the last 12 months insiders sold $243.8M against $390K of open-market buying. De Lange Bob sold $78.7M (Nov–May). 1 planned sale is pending, the largest $5.6M (Denise C Johnson). No red-flag 8-Ks in the window.
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
1 buyer, $390K (2 lots) · 10 sellers, $243.8M (82 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| De Lange Bob | 0 | – | 9 | $78.7M | May 6, 2026 |
| Anthony Fassino | 0 | – | 8 | $45.8M | May 11, 2026 |
| Denise C Johnson | 0 | – | 18 | $43.7M | May 14, 2026 |
| Andrew Bonfield | 0 | – | 15 | $25.9M | May 6, 2026 |
| Umpleby III Donald J | 0 | – | 3 | $23.7M | Oct 10, 2025 |
| Kaiser Jason | 0 | – | 16 | $13.2M | May 4, 2026 |
| Rodney M Shurman | 0 | – | 4 | $8.2M | May 5, 2026 |
| Joseph E. Creed | 0 | – | 5 | $1.8M | Mar 5, 2026 |
| William Schaupp | 0 | – | 3 | $1.8M | May 13, 2026 |
| Susan C. Schwab | 0 | – | 1 | $953K | Aug 15, 2025 |
| MacLennan David | 2 | $390K | 0 | – | May 4, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Vanguard Capital Management | 7.5% | 13G | Apr 29, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Denise C Johnson | $11.4M | May 14, 2026 | filing ↗ |
| Denise C Johnson | $5.6M | May 13, 2026 | filing ↗ |
| William Schaupp | $326K | May 13, 2026 | filing ↗ |
| Anthony Fassino | $14.9M | May 11, 2026 | filing ↗ |
| Bob de Lange | $22.4M | May 6, 2026 | filing ↗ |
| Anthony Fassino | $8.5M | May 6, 2026 | filing ↗ |
| Andrew Bonfield | $14.4M | May 6, 2026 | filing ↗ |
| Rodney M Shurman | $5.1M | May 5, 2026 | filing ↗ |
| Jason Kaiser | $5.0M | May 4, 2026 | filing ↗ |
| Joseph E Creed | $1.8M | Mar 5, 2026 | filing ↗ |
| Rodney M Shurman | $1.7M | Feb 23, 2026 | filing ↗ |
| William Schaupp | $743K | Feb 17, 2026 | filing ↗ |
| Rodney M Shurman | $1.3M | Feb 17, 2026 | filing ↗ |
| Anthony Fassino | $6.1M | Feb 13, 2026 | filing ↗ |
| Jason Kaiser | $1.3M | Feb 12, 2026 | filing ↗ |
| Bob de Lange | $9.6M | Feb 11, 2026 | filing ↗ |
| Bob de Lange | $16.3M | Feb 6, 2026 | filing ↗ |
| Anthony Fassino | $4.4M | Feb 6, 2026 | filing ↗ |
| Bob de Lange | $11.3M | Feb 4, 2026 | filing ↗ |
| Denise C Johnson | $26.7M | Feb 2, 2026 | filing ↗ |
| Bob de Lange | $10.9M | Feb 2, 2026 | filing ↗ |
| Anthony Fassino | $7.3M | Feb 2, 2026 | filing ↗ |
| Andrew R. J. Bonfield | $11.5M | Dec 1, 2025 | filing ↗ |
| Jason Kaiser | $6.0M | Nov 11, 2025 | filing ↗ |
| Anthony Fassino | $4.7M | Nov 10, 2025 | filing ↗ |
| William Schaupp | $687K | Nov 5, 2025 | filing ↗ |
| Bob de Lange | $8.2M | Nov 5, 2025 | filing ↗ |
| Donald James Umpleby III | $8.4M | Oct 10, 2025 | filing ↗ |
| Donald James Umpleby III | $8.1M | Sep 22, 2025 | filing ↗ |
| Donald James Umpleby, III | $7.1M | Sep 2, 2025 | filing ↗ |
| Susan C. Schwab | $949K | Aug 15, 2025 | filing ↗ |
| Jason Kaiser | $1.7M | Aug 11, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Shareholder vote (5.07) | Jun 10, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jun 10, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 10, 2026 | filing ↗ |
| Earnings (2.02) | Apr 30, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Apr 30, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 30, 2026 | filing ↗ |
| Other events (8.01) | Apr 7, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 7, 2026 | filing ↗ |
| Officer/director changes (5.02) | Apr 7, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 7, 2026 | filing ↗ |
| Other events (8.01) | Mar 26, 2026 | filing ↗ |
| Earnings (2.02) | Jan 29, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jan 29, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 29, 2026 | filing ↗ |
| Officer/director changes (5.02) | Jan 6, 2026 | filing ↗ |
| Charter/bylaw changes (5.03) | Jan 6, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 6, 2026 | filing ↗ |
| Earnings (2.02) | Oct 29, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Oct 29, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 29, 2025 | filing ↗ |
| Material agreement (1.01) | Aug 28, 2025 | filing ↗ |
| New financial obligation (2.03) | Aug 28, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 28, 2025 | filing ↗ |
| Other events (8.01) | Aug 28, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 28, 2025 | filing ↗ |
| Earnings (2.02) | Aug 5, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Aug 5, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 5, 2025 | filing ↗ |