🕵️ Caris Life Sciences, Inc. ($CAI)
SEC insider & ownership activity, last 12 months · CIK 2019410 · every row links its SEC filing
Over the last 12 months insiders sold $1.7M against $1.6M of open-market buying. Power Luke Thomas sold $1.7M through a 10b5-1 trading plan in 2 lots (Dec). No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
4 buyers, $1.6M (4 lots) · 1 seller, $1.7M (2 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Power Luke Thomas | 0 | – | 2 | $1.7M | Dec 11, 2025 |
| Halbert Jon | 1 | $990K | 0 | – | May 15, 2026 |
| Jeff L. Vacirca | 1 | $501K | 0 | – | May 11, 2026 |
| Denton John Russel | 1 | $101K | 0 | – | Nov 7, 2025 |
| Spetzler David Baxley | 1 | $10K | 0 | – | Nov 7, 2025 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| David D. Halbert | 44.1% | 13G | Aug 13, 2025 | filing ↗ | |
| Caris Halbert, L.P. | 36.0% | 13G | Aug 13, 2025 | filing ↗ | |
| FMR LLC | 10.8% | 13G | Apr 7, 2026 | filing ↗ | |
| Abigail P. Johnson | 10.8% | 13G | Apr 7, 2026 | filing ↗ | |
| J H Whitney VI LP | 7.3% | 13G | Aug 14, 2025 | filing ↗ | |
| J H Whitney VI L P | 6.5% | 13G | May 12, 2026 | filing ↗ | |
| J. H. Whitney Equity Partners VI, LLC | 6.5% | 13G | May 12, 2026 | filing ↗ | |
| Paul R. Vigano | 6.5% | 13G | May 12, 2026 | filing ↗ | |
| Robert M. Williams Jr. | 6.5% | 13G | May 12, 2026 | filing ↗ | |
| Alan Waxman | 5.1% | 13G | May 12, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Luke Power | $1.7M | Dec 11, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Shareholder vote (5.07) | Jun 4, 2026 | filing ↗ |
| Earnings (2.02) | May 7, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 7, 2026 | filing ↗ |
| Material agreement (1.01) | Apr 1, 2026 | filing ↗ |
| Agreement terminated (1.02) | Apr 1, 2026 | filing ↗ |
| New financial obligation (2.03) | Apr 1, 2026 | filing ↗ |
| Earnings (2.02) | Feb 26, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Feb 26, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 26, 2026 | filing ↗ |
| Earnings (2.02) | Jan 12, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Jan 12, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 12, 2026 | filing ↗ |
| Earnings (2.02) | Nov 5, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 5, 2025 | filing ↗ |
| Material Modifications to Rights of Security Holders (3.03) | Oct 30, 2025 | filing ↗ |
| Charter/bylaw changes (5.03) | Oct 30, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 30, 2025 | filing ↗ |
| Earnings (2.02) | Aug 12, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 12, 2025 | filing ↗ |