🕵️ Couchbase Inc ($BASE)
SEC insider & ownership activity, last 12 months · CIK 1845022 · every row links its SEC filing
Over the last 12 months insiders sold $1.0M with no open-market buying against it. Matthew Cain sold $1.0M through a 10b5-1 trading plan in 4 lots (Jul–Sep). Haveli Investments, L.P. added 9.6% → 100.0%; Haveli Investments Software Fund I GP, LLC added 9.6% → 100.0%. One red-flag 8-K in the window: Delisting notice (3.01), Sep 24, 2025.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 1 seller, $1.0M (4 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Matthew Cain | 0 | – | 4 | $1.0M | Sep 2, 2025 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Cascade Parent Inc. | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Cascade Holdings I Inc. | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Cascade Intermediate II, Inc. | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Cascade Intermediate I, Inc. | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Cascade Ultimate Holdings, L.P. | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Cascade Ultimate Holdings GP LLC | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Haveli Investments, L.P. | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Haveli Investments Software Fund I GP, LLC | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Haveli Software Management LLC | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Whanau Interests LLC | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Haveli Investment Management LLC | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| Brian N. Sheth | 100.0% | 13D | Sep 24, 2025 | filing ↗ | |
| The Vanguard Group | 8.1% | 13G | Jul 29, 2025 | filing ↗ |
Planned insider sales (Form 144)
No sale notices filed in the last 12 months.
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Material agreement (1.01) | Sep 24, 2025 | filing ↗ |
| Agreement terminated (1.02) | Sep 24, 2025 | filing ↗ |
| Acquisition or disposition (2.01) | Sep 24, 2025 | filing ↗ |
| Delisting notice (3.01) | Sep 24, 2025 | filing ↗ |
| Material Modifications to Rights of Security Holders (3.03) | Sep 24, 2025 | filing ↗ |
| Change of control (5.01) | Sep 24, 2025 | filing ↗ |
| Officer/director changes (5.02) | Sep 24, 2025 | filing ↗ |
| Charter/bylaw changes (5.03) | Sep 24, 2025 | filing ↗ |
| Other events (8.01) | Sep 24, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 24, 2025 | filing ↗ |
| Other events (8.01) | Sep 17, 2025 | filing ↗ |
| Shareholder vote (5.07) | Sep 9, 2025 | filing ↗ |
| Other events (8.01) | Sep 9, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 9, 2025 | filing ↗ |
| Earnings (2.02) | Sep 3, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 3, 2025 | filing ↗ |
| Other events (8.01) | Aug 7, 2025 | filing ↗ |