🕵️ AXOS Financial, Inc. ($AX)
SEC insider & ownership activity, last 12 months · CIK 1299709 · every row links its SEC filing
Over the last 12 months insiders sold $9.0M with no open-market buying against it. Garrabrants Gregory sold $4.3M in discretionary trades (Feb). 1 planned sale is pending, the largest $141K (Thomas Constantine). No red-flag 8-Ks in the window.
🚨 3 signals active —
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Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 11 sellers, $9.0M (16 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Garrabrants Gregory | 0 | – | 1 | $4.3M | Feb 4, 2026 |
| Andrew Micheletti | 0 | – | 1 | $1.2M | Aug 4, 2025 |
| James J Court | 0 | – | 1 | $1.1M | Feb 6, 2026 |
| Nicholas Mosich | 0 | – | 4 | $672K | Feb 17, 2026 |
| Thomas Constantine | 0 | – | 3 | $638K | Jun 8, 2026 |
| Derrick Walsh | 0 | – | 1 | $490K | Feb 6, 2026 |
| Tamara N Bohlig | 0 | – | 1 | $185K | Dec 8, 2025 |
| Edward Ratinoff | 0 | – | 1 | $181K | Dec 5, 2025 |
| Michael Watson | 0 | – | 1 | $138K | May 19, 2026 |
| Candace Thiele | 0 | – | 1 | $63K | Sep 3, 2025 |
| Roque A. Santi | 0 | – | 1 | $44K | May 8, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Vanguard Portfolio Management | 5.5% | 13G | Apr 28, 2026 | filing ↗ | |
| Vanguard Capital Management | 5.1% | 13G | Apr 29, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Thomas Constantine | $36K | Jun 9, 2026 | filing ↗ |
| Thomas Constantine | $141K | Jun 8, 2026 | filing ↗ |
| Michael Watson | $138K | May 19, 2026 | filing ↗ |
| Nicholas Mosich | $125K | Feb 17, 2026 | filing ↗ |
| Nicholas Mosich | $97K | Feb 10, 2026 | filing ↗ |
| Derrick Walsh | $490K | Feb 6, 2026 | filing ↗ |
| James J Court | $1.1M | Feb 6, 2026 | filing ↗ |
| Thomas Constantine | $326K | Feb 6, 2026 | filing ↗ |
| Gregory Garrabrants | $4.3M | Feb 4, 2026 | filing ↗ |
| Paul Grinberg | $3.2M | Feb 3, 2026 | filing ↗ |
| David Park | $1.8M | Jan 30, 2026 | filing ↗ |
| Tamara N Bohlig | $185K | Dec 8, 2025 | filing ↗ |
| Edward Ratinoff | $181K | Dec 5, 2025 | filing ↗ |
| Thomas Constantine | $136K | Sep 10, 2025 | filing ↗ |
| Candace Thiele | $63K | Sep 3, 2025 | filing ↗ |
| Nicholas Mosich | $56K | Sep 3, 2025 | filing ↗ |
| Nicholas Mosich | $394K | Sep 2, 2025 | filing ↗ |
| Andrew Micheletti | $1.2M | Aug 4, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Other events (8.01) | Jul 6, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 6, 2026 | filing ↗ |
| Other events (8.01) | Jun 8, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 8, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | May 4, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 4, 2026 | filing ↗ |
| Acquisition or disposition (2.01) | May 2, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 2, 2026 | filing ↗ |
| Earnings (2.02) | Apr 30, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 30, 2026 | filing ↗ |
| Material agreement (1.01) | Apr 22, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 22, 2026 | filing ↗ |
| Other events (8.01) | Mar 19, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 19, 2026 | filing ↗ |
| Material agreement (1.01) | Feb 12, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 12, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | Feb 2, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 2, 2026 | filing ↗ |
| Earnings (2.02) | Jan 29, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 29, 2026 | filing ↗ |
| Other events (8.01) | Dec 31, 2025 | filing ↗ |
| Officer/director changes (5.02) | Dec 15, 2025 | filing ↗ |
| Shareholder vote (5.07) | Nov 13, 2025 | filing ↗ |
| Reg FD disclosure (7.01) | Nov 12, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 12, 2025 | filing ↗ |
| Earnings (2.02) | Oct 30, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 30, 2025 | filing ↗ |
| Other events (8.01) | Sep 19, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Sep 19, 2025 | filing ↗ |
| Material agreement (1.01) | Sep 19, 2025 | filing ↗ |