🕵️ American States Water Co ($AWR)
SEC insider & ownership activity, last 12 months · CIK 1056903 · every row links its SEC filing
Over the last 12 months insiders sold $189K against $70K of open-market buying. Anne M. Holloway sold $90K in discretionary trades (Nov–May). No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
1 buyer, $70K (4 lots) · 2 sellers, $189K (3 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| Anne M. Holloway | 4 | $70K | 2 | $90K | May 20, 2026 |
| Paul J. Rowley | 0 | – | 1 | $99K | May 15, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| Blackrock, Inc. | 17.2% | 13G | Jul 17, 2025 | filing ↗ | |
| Vanguard Portfolio Management | 8.0% | 13G | Apr 28, 2026 | filing ↗ | |
| Neuberger Berman Group LLC | 6.3% | 13G | Oct 14, 2025 | filing ↗ | |
| Neuberger Berman Investment Advisers LLC | 6.1% | 13G | Oct 14, 2025 | filing ↗ | |
| Vanguard Capital Management | 5.3% | 13G | Apr 29, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Anne M. Holloway | $53K | May 19, 2026 | filing ↗ |
| Paul J. Rowley | $102K | May 15, 2026 | filing ↗ |
| Anne M. Holloway | $41K | Nov 10, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Officer/director changes (5.02) | May 19, 2026 | filing ↗ |
| Shareholder vote (5.07) | May 19, 2026 | filing ↗ |
| Earnings (2.02) | May 6, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 6, 2026 | filing ↗ |
| Officer/director changes (5.02) | Mar 26, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 26, 2026 | filing ↗ |
| Officer/director changes (5.02) | Mar 12, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Mar 12, 2026 | filing ↗ |
| Material agreement (1.01) | Feb 20, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 20, 2026 | filing ↗ |
| Earnings (2.02) | Feb 18, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Feb 18, 2026 | filing ↗ |
| Officer/director changes (5.02) | Feb 10, 2026 | filing ↗ |
| Other events (8.01) | Nov 18, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 18, 2025 | filing ↗ |
| Earnings (2.02) | Nov 5, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Nov 5, 2025 | filing ↗ |
| Earnings (2.02) | Aug 6, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Aug 6, 2025 | filing ↗ |