🕵️ Ameriprise Financial Inc ($AMP)
SEC insider & ownership activity, last 12 months · CIK 820027 · every row links its SEC filing
Over the last 12 months insiders sold $65.9M with no open-market buying against it. James M. Cracchiolo sold $36.4M (Feb–Jul). No red-flag 8-Ks in the window.
Monthly net open-market insider flow, last 12 months (up = net buying)
Insider flow
0 buyers, $0 (0 lots) · 9 sellers, $65.9M (25 lots)
| Insider | Buys | Bought | Sells | Sold | Last |
|---|---|---|---|---|---|
| James M. Cracchiolo | 0 | – | 10 | $36.4M | Jul 28, 2026 |
| Walter Stanley Berman | 0 | – | 3 | $9.9M | Jul 28, 2026 |
| Williams William Jerryl | 0 | – | 5 | $8.7M | Jul 28, 2026 |
| Gerard P. Smyth | 0 | – | 1 | $3.0M | May 14, 2026 |
| William Fredrick Truscott | 0 | – | 1 | $2.7M | Feb 10, 2026 |
| Gumer Alvero | 0 | – | 1 | $2.5M | Feb 9, 2026 |
| McGraw Deirdre Davey | 0 | – | 1 | $1.3M | Aug 6, 2026 |
| Sharpe Robert Francis Jr. | 0 | – | 2 | $1.2M | May 8, 2026 |
| Dawn M. Brockman | 0 | – | 1 | $264K | Aug 10, 2026 |
5%+ holders
| Holder | Stake | Class | Schedule | Event | |
|---|---|---|---|---|---|
| BlackRock, Inc. | 8.2% | 13G | Jul 27, 2026 | filing ↗ | |
| Vanguard Capital Management | 7.5% | 13G | Apr 29, 2026 | filing ↗ | |
| Vanguard Portfolio Management | 5.8% | 13G | Apr 28, 2026 | filing ↗ | |
| State Street Corporation | 5.1% | 13G | May 12, 2026 | filing ↗ |
Planned insider sales (Form 144)
| Seller | Planned | Approx. sale date | |
|---|---|---|---|
| Dawn M. Brockman | $264K | Aug 10, 2026 | filing ↗ |
| Deirdre McGraw | $1.3M | Aug 6, 2026 | filing ↗ |
| William J. Williams | $4.4M | Jul 28, 2026 | filing ↗ |
| Walter Stanley Berman | $6.0M | Jul 28, 2026 | filing ↗ |
| James M. Cracchiolo | $9.8M | Jul 28, 2026 | filing ↗ |
| William J. Williams | $4.2M | Jul 27, 2026 | filing ↗ |
| Gerard P. Smyth | $3.0M | May 14, 2026 | filing ↗ |
| Sharpe Robert Francis Jr. | $554K | May 8, 2026 | filing ↗ |
| William Fredrick Truscott | $2.7M | Feb 10, 2026 | filing ↗ |
| Gumer Alvero | $2.5M | Feb 9, 2026 | filing ↗ |
| Walter Stanley Berman | $3.8M | Feb 5, 2026 | filing ↗ |
| James M. Cracchiolo | $26.6M | Feb 4, 2026 | filing ↗ |
| Sharpe Robert Francis Jr. | $676K | Nov 21, 2025 | filing ↗ |
Material events (8-K)
| Item | Event date | |
|---|---|---|
| Earnings (2.02) | Jul 23, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jul 23, 2026 | filing ↗ |
| Other events (8.01) | Jun 4, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jun 4, 2026 | filing ↗ |
| Officer/director changes (5.02) | May 15, 2026 | filing ↗ |
| Reg FD disclosure (7.01) | May 15, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | May 15, 2026 | filing ↗ |
| Shareholder vote (5.07) | Apr 29, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 29, 2026 | filing ↗ |
| Earnings (2.02) | Apr 23, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Apr 23, 2026 | filing ↗ |
| Officer/director changes (5.02) | Feb 10, 2026 | filing ↗ |
| Earnings (2.02) | Jan 29, 2026 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Jan 29, 2026 | filing ↗ |
| Officer/director changes (5.02) | Nov 12, 2025 | filing ↗ |
| Earnings (2.02) | Oct 30, 2025 | filing ↗ |
| Financial Statements and Exhibits (9.01) | Oct 30, 2025 | filing ↗ |